Regulation requires independent testing to determine the effectiveness of broker-dealer AML Programs. 

Skillfully qualified to perform your AML review, Sutton brings a comprehensive risk-based testing approach that is the subject of a white paper linked below titled “Independent AML Testing of Introducing Broker-Dealers”, authored by the Firm’s founder, Gina Storelli, and published by the Association of Certified Anti-Money Laundering Specialists (ACAMS®) in 2014. 

ACAMS is the largest international membership organization dedicated to enhancing the knowledge, skills and expertise of AML/CTF and financial crime detection and prevention professionals. Its members include representatives from a wide range of financial institutions, regulatory bodies, law enforcement agencies and industry sectors.